Our Circulars

Date	Subject	Category	Download Here
-	ONLINE ACCESS OF TRADING ACOUNT	ONLINE-ACCESS-OF-TRADING-ACOUNT.pdf	Click Here
-	CLIENT CODE MODIFICATION AND ERROR CODE POLICY	CLIENT-CODE-MODIFICATION-AND-ERROR-CODE-POLICY.pdf	Click Here
-	DORMANY-INACTIVE-POLICY	DORMANY-INACTIVE-POLICY.pdf	Click Here
-	INTERNAL-CONTROL-POLICY	INTERNAL-CONTROL-POLICY .pdff	Click Here
-	INTERNAL-POLICY-SORM	INTERNAL-POLICY-SORM .pdf	Click Here
-	POLICY-AND-INTERNAL-PROCEDURES-TO-IDENTIFY-AND-AVOID-OR-TO-DEAL	POLICY-AND-INTERNAL-PROCEDURES-TO-IDENTIFY-AND-AVOID-OR-TO-DEAL.pdf	Click Here
-	POLICY-FOR-PRE-FUNDED-INSTRUMENT-INV	POLICY-FOR-PRE-FUNDED-INSTRUMENT-INV.pdf	Click Here
-	POLICY-FOR-UNAUTHENTICATED-NEWS	POLICY-FOR-UNAUTHENTICATED-NEWS.pdf	Click Here
-	RMS-POLICY	RMS-POLICY .pdf	Click Here
17/05/20223	PMLA-POLICY	PMLA-POLICY-may-2023.pdf	Click Here
17/05/2023	Surveillance-Policy-DP	Surveillance-Policy DP	Click Here
14/01/2022	Mandatory-Updation	Mandatory-Updation-of-Certain-Attributes-of-KYC-of-Clients-Advisory	Click Here
05/01/2022		INFORMATION CONTAINED IN LINKS TO THE INVESTOR CHARTER FOR DEPOSITORIES AND DPS	Click Here
05/01/2022		Format for investor complaints Data to be displayed by Depository Participants on their respective website	Click Here
22/11/2018	RIGHTS AND OBLIGATIONS	RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS AND CLIENTS	Click Here
22/10/2018	PMLA	Prevention of Money Laundering	Click Here
22/10/2018	SORM Policy	Securities Operation & Risk Managment	Click Here
17/5/2017	PMLA	Prevention of Money Laundering	Click Here
11/4/2017	Revised RMS policy	RMS	Click Here
24/3/2017	Revised RMS policy	RMS	Click Here
6/3/2017	Revised Policy	Clearing & Settlement	Click Here
24/10/2016	Addition in Business policy	Revised Business Policy	Click Here
12/1/2017	Debit balance account	RMS	Click Here
8/3/2016	KYC3	KYC	Click Here
8/3/2016	KYC2	KYC	Click Here
8/3/2016	KYC1	KYC	Click Here
16/1/2016	Modified Surveillance Management System	SURVEILLANCE SYSTEM POLICY	Click Here
16/1/2016	Surveillance Management System	SURVEILLANCE SYSTEM POLICY	Click Here
16/1/2016	Code of Conduct	Code of Conduct	Click Here
16/1/2015	Modified policy	Code Modification	Click Here
8/4/2013	Business Rule	Latest business rule	Click Here
17/7/2012	Insider Policy	MODEL CODE CONDUCT FOR PREVENTION OF INSIDER TRADING OF DFSL	Click Here
14/5/2012	RMS policy	Board approved RMS Policy for trading	Click Here
28/4/2012	Clarifications of funding	Fund based activities of brokers action taken in case of debit balances in sub-brokers /authorised person/clients account	Click Here
23/4/2012	KYS details upload in the KRA	Uplading existing clients KYC details in the KRA system	Click Here
20/3/2012	DP Circular	DP Incentive Schemes	Click Here
23/2/2012	Pre-funded Policy	Policy for Pre-funded Instrument Investment Acceptance	Click Here
8/1/2012	News Circulation	UNAUTHORISED NEWS CIRCULATION POLICY	Click Here
16/1/2012	Cheque Dishonor	Dishonor of cheque by clients	Click Here
6/1/2012	New KYC	New KYC Form	Click Here
4/1/2012	Settlement policy	Client account settlement policy	Click Here
4/1/2012	Code modify policy	Client code modification	Click Here
2/1/2012	No payment by third party	Payment from Client Should be made from client accounts only	Click Here
20/12/2011	Revised Connectivity charges	CONNECTIVITY CHARGES	Click Here
21/11/2011	Account close Form	Account closer form of all segment	Click Here
27/4/2011	Connectivity charges	Revised connectivity charges of DFSL	Click Here
23/8/2009	Pmla	Prevention of money laundering Policy	Click Here
5/4/2008	Contact Details	Employees contact and phone no.	Click Here
8/3/2009	Kyc Form	Know your client form of DFSL	Click Here